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The Advisor Transitions Firm Dashboard displays a high-level view of all advisors' books of business in transition post affiliation by status (U4).
The dashboard provides an aggregated view of all the investor accounts in transition to the firm's post affiliation. The back office and executives use it to quickly see how many accounts across all advisors are transitioning to the firm and what status they are in – what is in process, pending signature, pending transition, or complete.
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In Process
Pending Signature
Pending Transition
Complete.
Note: Click the Next and Previous buttons to navigate through the list.
In the lower part, the grid shows all Reps associated with these accounts. Select any Rep (DP9999 in the following example) to get the chart with the Rep's accounts and statuses. The upper left corner of the screen shows the corresponding Rep code or advisor's first/last name.
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This dashboard displays a list of all advisors' in-process items.
Note: Click the Next and Previous buttons to navigate through the list.
A user can navigate to view the list of work items by status by clicking the corresponding section of the pie chart. e.g., click on the Pending Signature section of the chart to view work items that are pending wet or electronic signatures.
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To open a work item to work on, select the row ('Thompson' in the example). The work item opens, and you can fill out the required information and execute other necessary actions.
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