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Registration Types

Forms


Docupace Start for Fidelity NAO supports the following registration types:

The code in parenthesis is not part of the registration type, but it is the corresponding code that NFS needs (RegTypeCd) to identify the registration type. 

Forms


The app only attaches standard NFS forms, such as the Brokerage Account Application and Premier Select IRA Application.

(BK) Bank

(CM) Committee

(CV) Conservator

(CP) Corporation - C Corp

(CP) Corporation - S Corp

(UGMA) Custodial - UGMA

(UTMA) Custodial - UTMA

(ADM) Estate - Administrator

(EXEC) Estate - Executor

(PR) Estate - Personal Representative

(GD) Guardian

(HSA) Health Savings Account

(I) Individual

(IC) Investment Club

(IRAB) IRA - Inherited (BDA)

(IRRL) IRA - Rollover

(IS) IRA - SEP

Joint - Joint -

(SMPL) IRA - SIMPLE

(IRA) IRA - Traditional

(COMP) Joint Community Property

  • Joint - JTWROS

  • (TIC) Joint Tenants in Common

    (TIE) Joint

    -

    Tenants in Entirety

    (J) Joint Tenants WROS

    (UF) Joint

    - USUFRUCT
  • TOD - Individual

  • TOD - JTWROS

  • TOD - Tenants in Entirety

  • IRA - Rollover

  • IRA - Roth

  • IRA - SEP

  • IRA - Traditional

  • The widget only attaches standard NFS forms, such as the Brokerage Account Application and Premier Select IRA Application.

    Usufruct

    (LLC) Limited Liability Company - C Corp

    (LLC) Limited Liability Company - S Corp

    (NP) Non-Prototype

    (PT) Partnership

    (ROTH) Roth IRA

    (RTHB) Roth IRA - Inherited (BDA)

    (CH) School, Church or Religious Order

    (SP) Sole Proprietorship

    (TODI) Transfer On Death - Individual

    (TODE) Transfer On Death - Joint Tenants in Entirety

    (TODJ) Transfer On Death - Joint Tenants WROS

    (TRUA) Trust - Under Agreement

    (TRUW) Trust - Under Will

    (UA) Unincorporated Association

    • Required forms will be automatically added to the created

    work item
    • Work Item after the Final Review Process.

    • Optional forms will be added manually by the user after

    work item
    • Work Item creation.

    Validations


    Workflow


    The form validates information that Fidelity requires to complete the account opening process. You can learn more about the type of validations used by this widget app in the section called "Completing a transactionTransaction."

    After you complete the new account opening form for Fidelity, the work item Work Item follows the same workflow path as other work items Work Items related to client activity. This includes:

    • Checking for recommended internal form validations 

    • Checking for internal validations required to complete transactions

    • Printing and wetsigning

    • Sending for eSign (if eligible)

    • Workflow queues

    • Work item review process