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Introduction: This guide provides information about customizing SMS authentication for TD Ameritrade. |
Table of Contents
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Change Log:
Date
Overview of SMS Authentication for TD Ameritrade
TD Ameritrade is one of the larger clearing firms and custodians in the financial services field and, specifically, one of the larger registered Financial Professional custodians.
When you create a new account for TD Ameritrade in Docupace, you can modify the authentication process for TD Ameritrade users.
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Tip: TD Ameritrade requires a knowledge-based authentication via SMS. |
New Account Opening eSign Workflow
Setting SMS Authentication for TD Ameritrade
To set an SMS authentication for TD Ameritrade:| Expand | |||
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Comprehensive documentation about TD SMS Authentication.
Audience: Broker-dealers, Docupace Admins, and Financial Professionals.
Functionality: SMS authentication allows Broker-dealers to launch TD Ameritrade for sending documentation to the TD's Back Office processing team.
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In Docupace, go to New >(1) Starting Point (2).
Launching Starting Point
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Select the existing Rep for new account.
Selecting the Rep Code
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To create new account, click New Account.
Selecting the Transaction Type
Select the type of client.
Note: You can select any type of client. However, for this example, we will be using an Existing Client.
Selecting the Client Type
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On the search panel, search for an existing client by Name, TIN/SSN, Rep, Last Name, or other options (1), and then click Search (2).
Locating the Existing Client
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Select TD Ameritrade Institutional vendor from the list of vendors.
Selecting TD Ameritrade as the Vendor
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Provide the following information:
State
Product Type
Registration Type
Completing the Remaining Sections
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Review the Work Item Summary page (a) and then click Create Work Item (b).
Work Item Summary
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Fill out any required fields (1) and click Save (2).
Completing Forms
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Launching eSign for customizing the authentication process
In the eSign Transaction panel, click Primary |
In Primary |
eSign Recipient Details
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To implement the SMS authentication, click Save and Close in the upper-right corner.
Saving the SMS Authentication
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Using SMS Authentication
As shown in the image below, the first signer in the list is an ‘In–Person’ signer with an SMS authentication set up.
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When you click eSign, the system sends the signer an email with a link to the document(s). If the signer is set to
Click the Send SMS button.
Enter the confirmation code that is triggered to your phone and click on Confirm Code to complete the SMS authentication process.
When you complete the process, the document bundle opens up the DocuSign application. The application prompts the user through the various areas to sign.
Click on each prompt to have the signature applied to the document.
Click Finish after signing the documents. |
Audience: Field Users
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