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Introduction: This guide provides the most typical scenarios for processing field requests for ad review and approval. |
Table of Contents
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Change Log:
Date | Changes |
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October 2020 | Provided documentation about Docupace Advertising Review. |
Audience: Supervisors and Back Office who review Advisor’s material.
Functionality: Docupace provides Broker Dealers with a dedicated workflow for advertising review compliance. The workflow allows Supervisors and Back Office to review Advisor’s material accurately. Advertising review includes submission tracking, searching and retrieving, reporting, auditing, and also secure storage.