Overview: Registration Types, Forms, and More
Registration Types
Docupace Start for Fidelity NAO supports the following registration types:
The code in parenthesis is not part of the registration type, but it is the corresponding code that NFS needs (RegTypeCd) to identify the registration type.
Forms
The app only attaches standard NFS forms, such as the Brokerage Account Application and Premier Select IRA Application.
(BK) Bank |
(CM) Committee |
(CV) Conservator |
(CP) Corporation - C Corp |
(CP) Corporation - S Corp |
(UGMA) Custodial - UGMA |
(UTMA) Custodial - UTMA |
(ADM) Estate - Administrator |
(EXEC) Estate - Executor |
(PR) Estate - Personal Representative |
(GD) Guardian |
(HSA) Health Savings Account |
(I) Individual |
(IC) Investment Club |
(IRAB) IRA - Inherited (BDA) |
(IRRL) IRA - Rollover |
(IS) IRA - SEP |
(SMPL) IRA - SIMPLE |
(IRA) IRA - Traditional |
(COMP) Joint Community Property |
(TIC) Joint Tenants in Common |
(TIE) Joint Tenants in Entirety |
(J) Joint Tenants WROS |
(UF) Joint Usufruct |
(LLC) Limited Liability Company - C Corp |
(LLC) Limited Liability Company - S Corp |
(NP) Non-Prototype |
(PT) Partnership |
(ROTH) Roth IRA |
(RTHB) Roth IRA - Inherited (BDA) |
(CH) School, Church or Religious Order |
(SP) Sole Proprietorship |
(TODI) Transfer On Death - Individual |
(TODE) Transfer On Death - Joint Tenants in Entirety |
(TODJ) Transfer On Death - Joint Tenants WROS |
(TRUA) Trust - Under Agreement |
(TRUW) Trust - Under Will |
(UA) Unincorporated Association |
Required forms will be automatically added to the created Work Item after the Final Review Process.
Optional forms will be added manually by the user after Work Item creation.
Validations
Workflow
The form validates information that Fidelity requires to complete the account opening process. You can learn more about the type of validations used by this app in the section called Completing a Transaction.
After you complete the new account opening form for Fidelity, the Work Item follows the same workflow path as other Work Items related to client activity. This includes:
Checking for recommended internal form validations
Checking for internal validations required to complete transactions
Printing and wetsigning
Sending for eSign (if eligible)
Workflow queues
Work item review process