Contents
Overview
The Advisor app is a self-service app for advisors and their assistants. It allows users to upload the ADV Part 2B form into Docupace quickly. There are two ways to access the Advisor ADV app.
Selecting from the top navigation toolbar dropdown (value is dependent on your site’s configuration)
Through Quick Start (under Manage Documents)
Note: Accessing the app through Quick Start requires that Quick Start is enabled in your site.
Available Actions
There are four actions you can take while in the Advisor ADV App.
A. Select an advisor
B. Upload a file
C. Review the existing form
D. Leave the App
Select an advisor if one is not already selected.
Note: Advisors will have themselves selected automatically. Assistants will see all relevant advisors.
Drag and drop the new version of the ADV Part 2B form or use the Direct File Uploader.
Attention: Uploading a PDF will immediately replace an existing file.
After you upload a new document, you will see a confirmation message. The image on the right (C) will change to display the new document.
View the existing ADV Part 2B form for the selected advisor.
Note: If the form does not already exist, the system will display a placeholder document.
Click the Close button to leave the app.
This button displays as Back if your site has Quick Start enabled.
Audience: Field Users
Functionality: The Advisor app allows you to quickly upload the ADV Part 2B form into Docupace.
Related Pages
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Compliance TRACKR App: Sending Disclosures and Tracking Recommendations (Docupace Platform User Guides)
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Overview of the Advisor App for Uploading ADV Part 2B Forms (Docupace Platform User Guides)
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Tracker BI Work Item Management: Delivery Methods and Processes (Docupace Platform User Guides)
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Investor Identification and Disclosure Delivery Process Guide (Docupace Platform User Guides)