Advisor ADV App

Reference #: R1_2022_KEY1

Open

Advisor Transition Dashboards (Firm and Rep)

Reference #: R1_2022_KEY2

The app allows users to view the number of accounts by Workflow status. Users can see results for all reps or for a specific rep.

Open

Rep Transition Assistant Dashboard

Reference #: R1_2022_KEY3

Users can view the current status and task of Work Items associated with their transition. Users can also open Work Items directly from the app.

Compliance TRACKR

Reference #: R1_2022_KEY4

The Compliance TRACKR app is a dynamic wizard-based experience. You can document recommendations to new or existing clients and prospects. The on-screen options and fields change based on your selections. The app also enables you to provide any required disclosures.

Quick Start

Reference #: R1_2022_KEY5

Work Item Status App

Reference #: R1_2022_KEY6

Only certain CRMs, such as Redtail and Wealthbox, can send contact information to the Work Item Status app. The Work Item Status app displays a list of Work Items filtered by Status. Selecting a Work Item displays a list of attached documents. Users can then choose to open the Work Item or one of its documents.

Auto-Refresh Token (NFS)

Reference #: R1_2022_KEY7

After initializing an NFS token, users will not need to refresh for 90 days manually. Instead, the system will automatically refresh the token whenever users attempt the Open Account action. If a user's token has expired, the system will display an error message.

eSubmit Advanced App

Reference #: R1_2022_KEY8

The app is used to easily create a new Work Item and to quickly upload filled-out forms and other scanned relevant documents (such as checks) for a new account. The documents are then indexed, organized, and processed by the back-office employees.

Navigation Breadcrumbs

Reference #: R1_2022_KEY9

The header on the Work Item's Details screen displays additional client/company information.

Redtail

Reference #: R1_2022_KEY10

Wealthbox Improvements

Reference #: R1_2022_KEY11

Qualification Type Domain

Reference #: R1_2022_DA1

The Qualification Type attribute allows users to categorize a registration type as Qualified or Non-Qualified. Users can also use this new attribute to drive behavior in Docupace:

• Transitions

• Validations

• Apps

• Etc.

Starting Point

Reference #: R1_2022_DA2

SIGNiX

Reference #: R1_2022_INT1

Pershing Integration

Reference #: R1_2022_IN2

SIGNiX

Reference #: R1_2022_IN3

Work Items

Reference #: R1_2022_UE1

Reference #: R1_2022_UE2

Reference #: R1_2022_UE3

Reference #: R1_2022_UE4