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Overview: The RIA Productivity Suite is designed tailored for the Registered Investment Advisor (RIA) industry. It meets the streamlines business processes and operations within RIAs to address the need for flexibility and delivery requirements of Registered Investment Advisors by optimizing RIA business processes and operationsefficient delivery. This comprehensive solution accelerates enhances client onboarding through integration with popular by seamlessly integrating with widely used CRM systems.

RIA Productivity Suite’s main functionality includes:

Robust Workflow Engine
Electronic Processing of All Work Items
Forms Library & Bundling
Automated, Rules-based Data Validations
Dynamic Forms Processing

Audience: Registered Investment Advisors (RIAs), Users of the RIA Productivity Suite

Info
Functionality: RIA Productivity Suite is a Docupace solution tailored to advisory firms.

Out-of-the-box it has these features:

Digital Organizer
- FINRA/SEC/Regulatory compliant document storage
- Document indexing and retrieval
- Hierarchical Access based on Supervisory and Sales structure
- Centralized and Decentralized Scanning
CRM Integrations

Digital Back Office Xpress
- End-to-end pre-defined workflows
- New Account Opening app
- Pre-configured Custodial form validations and bundles for:
  - Axos Advisor
  - Pershing Advisory Services (PAS)
  - Charles Schwab
  - Pershing
  - Fidelity Clearing
- Embedded DocuSign solution
- Standard Wet signature solution
- Work Item Status Dashboard
- Email Templates enabled for NIGO transitions
- Ability to store and manage ADV disclosures

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Version	Old Version 20	New Version Current
Changes made by	Inese Auzina	Mercedes Rothwell
Saved on	Oct 20, 2023	Feb 07, 2025

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