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Alert Monitor

Alert Monitor

Date

Changes

Date

Changes

January 2025

Revised formatting for easier navigation

January 2024

New functionality “Adding Notes for Investigated Alerts“

December 2023

Screenshots updated

January 2022

Created initial version

Overview

The Alert Monitor allows you to view and manage alerts in your system. To access the Alert Monitor, click Compliance (1) > Alert Monitor (2).

There are the following tabs:

  • Alert Search

  • Setup

  • Session Management

alertmonitor_tabs.png

Audience: Compliance Team members.

Functionality: The Alert monitor allows you to set up and monitor surveillance for trades, sales, addresses, orders, accounts, data changes, licenses, and appointments.