RIA Productivity Suite: Streamlining Operations for Registered Investment Advisors

Overview: The RIA Productivity Suite is tailored for the Registered Investment Advisor (RIA) industry. It streamlines business processes and operations within RIAs to address the need for flexibility and efficient delivery. This comprehensive solution enhances client onboarding by seamlessly integrating with widely used CRM systems.

RIA Productivity Suite’s main functionality includes:

Robust Workflow Engine
Electronic Processing of All Work Items
Forms Library & Bundling
Automated, Rules-based Data Validations
Dynamic Forms Processing

Audience: Registered Investment Advisors (RIAs), Users of the RIA Productivity Suite

Functionality: RIA Productivity Suite is a Docupace solution tailored to advisory firms.

Out-of-the-box it has these features:

Digital Organizer
- FINRA/SEC/Regulatory compliant document storage
- Document indexing and retrieval
- Hierarchical Access based on Supervisory and Sales structure
- Centralized and Decentralized Scanning
CRM Integrations

Digital Back Office Xpress
- End-to-end pre-defined workflows
- New Account Opening app
- Pre-configured Custodial form validations and bundles for:
  - Axos Advisor
  - Pershing Advisory Services (PAS)
  - Charles Schwab
  - Pershing
  - Fidelity Clearing
- Embedded DocuSign solution
- Standard Wet signature solution
- Work Item Status Dashboard
- Email Templates enabled for NIGO transitions
- Ability to store and manage ADV disclosures

Related Pages:

Page:
RIA Productivity Suite Guides (Docupace Platform User Guides)
Page:
Approving and Signing Forms (RIA Productivity Suite) (Docupace Platform User Guides)
- ria
- automatic
Page:
Data Files for RIA Productivity Suite Management (Docupace Platform User Guides)

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